Risk, Quality & Compliance Manager in Newcastle West, New South Wales at Cutcher & Neale

At Cutcher & Neale we are True Professionals who believe in being Stronger Together by empowering our people to be their best and do their best work. We do this by providing a supportive team environment, ongoing professional and personal development opportunities, and a genuine balance between work and life commitments.

Visit our Careers page to see what our team have to say about working at Cutcher & Neale.

We’re seeking a Risk, Quality & Compliance Manager to join our Newcastle team. In this role, you’ll work closely with our Head of Risk & Compliance to drive a strong risk culture, oversee internal processes and procedures, and provide expert advice to the Executive Team.

We’re proud to offer flexible work options and prioritise work-life balance. This part-time role (24 hours per week) can be tailored to suit your needs—let’s discuss how we can make it work for you!

• Manage compliance risks across the firm including AML / CTF, AFSL, ACL, CAANZ etc.
• Provide training and support on risk & compliance matters
• Monitor incidents, breaches and complaints, and embed controls in collaboration with the Executive Team
• Build and maintain relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards
• Offer guidance on legislative and regulatory changes that impact the company's compliance obligations
• Review and approve marketing materials and other external communications to ensure legal and regulatory compliance

• Tertiary degree qualifications in law, commerce, economics, finance, or related field
• Minimum of 2 years’ experience in a Compliance-based position in the financial services industry
• Experience with AML/CTF, AFSL and ACL licensing requirements, highly regarded
• Experience with working with ASIC, highly regarded