Research Analyst at CG Financial Services – Charlotte, North Carolina

CG Advisor Network (CGAN), a division of CG Financial Services, is seeking a detail-oriented and analytical Research Analyst to support portfolio oversight, compliance auditing, and investment research. This role is ideal for a professional who excels at analyzing data, identifying discrepancies, and ensuring alignment with firm policies and client objectives. If you are rigorous, intellectually curious, and committed to delivering high-quality work in a collaborative environment, we want to hear from you.

At CG Advisor Network, we empower independent advisors by giving them the freedom to focus on what matters most — their clients. Our multi-custodial, open-architecture platform delivers a full spectrum of investment solutions, robust back-office support, and business-building resources that keep advisors ahead of the curve.

What You’ll Do:

Auditing and Compliance Oversight:

• Audit CRM and portfolio management systems to verify data accuracy and adherence to firm policies and Investment Policy Statements.
• Review client accounts for deviations from CGAN guidelines, documenting findings and coordinating resolution.
• Monitor routine portfolio activity to ensure consistency with client objectives and established compliance standards.
• Provide decision-making support on accounts that fall outside CGAN policies, escalating as appropriate.

Research and Analytics:

• Prepare and maintain investment research and marketing collateral in support of the Chief Market Strategist
• Maintain and troubleshoot client and internal reports to ensure accuracy and timely distribution.
• Analyze portfolio performance across asset classes, including equities, fixed income, and alternatives.
• Prepare trade tax projections to support client tax planning and asset-gathering initiatives.
• Participate in Investment Committee preparation and meetings.

Advisor and Team Support:

• Support advisors on better understanding wealth strategies.
• Assist with new wealth advisor onboarding and strategy adoption to advance CGAN’s business development goals.
• Collaborate cross-functionally to deliver portfolio performance insights and operational improvements.
• Assist with routine portfolio maintenance tasks, including rebalancing and systematic transactions, as needed.

Required Skills and Qualifications:

• Strong analytical mindset with a genuine interest in investment markets and data.
• Valid Series 65 license required.
• Advanced proficiency in Microsoft Excel for data analysis, reconciliation, and reporting.
• Experience with portfolio rebalancing systems; familiarity with Orion Eclipse is a plus.
• Working knowledge of trade processes, error resolution, and compliance best practices.
• Strong written and verbal communication skills, with the ability to work effectively across internal teams and with Financial Advisors.

Why CG Financial Services?

• Career Growth & Development: Access to training, mentorship, and clear pathways for professional advancement.
• Collaborative Environment: Work alongside a forward-thinking team where your contributions are valued.
• Competitive Benefits: A benefits package designed to support your well-being and work-life balance.
• Inclusive Culture: A workplace that fosters integrity, mutual respect, and collective success.
• Meaningful Impact: Contribute to a firm committed to excellence for its advisors, clients, and community.

Our Core Values:

• Thirst for Knowledge: You are curious and creative, always building expertise and asking the right questions.
• Innovative Problem Solver: You propose solutions, lead by example, and follow through on commitments.
• Self-Motivated: You are proactive, results-oriented, and energized by new challenges.
• Authentic: You lead with honesty and integrity in everything you do.
• Positively Impact People: You are committed to growing those around you and striving for collective success.