Senior Compliance Officer in Remote, Pennsylvania at Fulton Bank
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Job Description
Category: Audit/Risk/Compliance
# of Openings: 1
Position Type (Portal Searching): Full-Time
Remote
Lancaster
FLSA Status: Exempt
Value Proposition
Our values define us and our culture inspires us to change lives for the better. Our employees are the heart and soul of our company, and every success we experience begins with them. Together we are committed to making a positive impact in our local communities. We champion a culture of continuous learning, work-life integration, and inclusion. We promote a digitally enabled work environment to continuously enhance the experience of our employees and customers.
Overview
This is a full-time career opportunity that can be remote.
The primary responsibility of this role is to serve as the compliance subject matter expert for multiple disciplines or domains, which may include but is not limited to sets of requirements, business functions, processes, program elements, technology platforms, and workflow while promoting a culture of compliance within the organization. Incumbents in this role may mentor junior members of the team.
Responsibilities
- Provides compliance advisory services, guidance, expertise or effective challenge for regulatory change, product change, other initiatives, or business-as-usual operations in or for multiple disciplines or domains through numerous interaction channels, including email/phone, meetings, working groups/tasks forces, committees, change initiatives and projects.
- Maintains proficiency in the banking laws, rules and regulations, supervisory trends and enforcement landscape for all covered domains, including keeping apprised of changes.
- Reviews marketing materials and business line artifacts, such as policies and procedures, job aids, risk and control matrices, training, project plans and testing plans, to ensure compliance with applicable laws and regulations.
- Serves as subject matter expert in multiple disciplines or domains and has the capability to serve as mentor to junior members of the team.
- Leads internal task forces, working groups or other collaborative team efforts to execute components of the Compliance Program.
- Independently solves highly complex, non-standard compliance and operational business problems that may involve competing or multiple risk considerations or regulatory compliance ambiguity
Additional Responsibilities
- May drive execution of one or more Compliance Program elements or department functions.
- May serve as liaison to other sub-units within the Compliance function or outside the function.
- May be assigned additional duties to execute the Compliance Program, perform other operational responsibilities of the Department, or ensure the effectiveness of Fulton’s Compliance Management system.
Qualifications
Education
Bachelor's Degree or the equivalent experience. Specialty: Accounting, Business Administration, Finance or other applicable. (Preferred)
Experience6 or more years Banking, financial or insurance services, risk management, information technology, software development, systems/network administration, legal, regulatory, compliance or audit. (Required)
2 or more years digital, technology, management information systems, data science, data management, data analysis. (Preferred)
1 or more years experience implementing operational or compliance controls to achieve business outcomes, project management experience in a highly-regulated industry. (Preferred)
CertificationsCRCM or other relevant certification/credentials before or within 12 months following incumbency. (Required)
Knowledge, Skills, and Abilities- Ability to maintain a growth mindset and adjust effectively to change (Required)
- Ability to convey verbal and/or written information and ideas clearly, concisely and professionally to individuals or groups (Required)
- Ability to work cooperatively with others in order to achieve common goals both internally and with external departments (Required)
Sponsorship Statement
As a condition of employment, individuals must be authorized to work in the United States without sponsorship for a work visa by Fulton Bank currently or in the future.
EEO Statement
Fulton Bank (Fulton) is an equal opportunity employer and is committed to providing equal employment opportunity for all qualified persons. Fulton will recruit, hire, train and promote persons in all job titles, and ensure that all other personnel actions are administered, without regard to race, color, religion, creed, sexual orientation, national origin, citizenship, gender, gender identity, age, genetic information, marital status, disability, covered veteran status, or any other legally protected status.