Remote Compliance Supervision Specialist at Jobgether – Canada Creek, Nova Scotia

Remote Compliance Supervision Specialist

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Remote Compliance Supervision Specialist. In this role, you will play a crucial part in supporting sales supervision activities and ensuring regulatory compliance for designated branches. Your work will contribute to the development and execution of strategic initiatives, while providing guidance and education to branch employees on supervision issues. You'll utilize your analytical skills to assess performance, identify strategic problems, and deliver actionable insights, making a significant impact on the organization's operations.Accountabilities

• Evaluate the strength of supervision and develop action plans for improvement.
• Act as a designee on supervision objectives for the branch.
• Provide ongoing supervision education to assigned branch/portfolio.
• Support and guide branch employees on supervision issues.
• Conduct independent analysis and resolve strategic issues.
• Support execution of strategic initiatives in collaboration with stakeholders.
• Perform reviews of accounts and transactions for compliance.
• Act as an escalation point for supervision issues.
• Manage registration requirements as mandated by regulators.

Requirements

• 4 - 6 years of relevant experience in compliance or supervision.
• In-depth knowledge of supervision and industry regulations.
• Must meet Supervisor licensing requirements under CIRO rules.
• Preferred: Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation.
• Strong verbal and written communication skills.
• Collaborative team player with analytical and problem-solving skills.
• Data-driven decision-making capabilities.

Benefits

• Competitive salary range: $52,300.00 - $96,600.00.
• Opportunity for performance-based incentives and bonuses.
• Health insurance and accident/life insurance options.
• Tuition reimbursement for continued education.
• Retirement savings plans.
• Work in an inclusive and equitable environment.

Why Apply Through Jobgether? We use an AI-powered matching process to ensure your application is reviewed quickly, objectively, and fairly against the role's core requirements. Our system identifies the top-fitting candidates, and this shortlist is then shared directly with the hiring company. The final decision and next steps (interviews, assessments) are managed by their internal team. We appreciate your interest and wish you the best!Data Privacy Notice: By submitting your application, you acknowledge that Jobgether will process your personal data to evaluate your candidacy and share relevant information with the hiring employer. This processing is based on legitimate interest and pre-contractual measures under applicable data protection laws (including GDPR). You may exercise your rights (access, rectification, erasure, objection) at any time.#LI-CL1