Sr. Internal Auditor at Regent Bank – Tulsa, Oklahoma

Summary:

The Senior Internal Auditor is responsible for planning, executing, and reporting on complex internal audits across operational, financial, compliance, and information systems areas. This role serves as a trusted advisor and risk management partner by identifying control gaps, evaluating compliance with policies and regulations, and recommending improvements to enhance organizational effectiveness and safeguard assets.

Essential Duties and Responsibilities:

· Lead and execute internal audit engagements in accordance with the annual audit plan.

· Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes.

· Develop audit programs, perform fieldwork, and prepare work papers documenting procedures and findings.

· Conduct interviews and walkthroughs with management to gain an understanding of key processes.

· Identify root causes of control deficiencies and provide practical, risk-based recommendations.

· Draft clear and concise audit reports for senior leadership, summarizing issues and suggested corrective actions.

· Follow up on prior audit findings to ensure timely remediation.

· Assist in the assessment of fraud risks and support investigations as necessary.

· Stay up to date with industry’s best practices, audit standards, and regulatory changes (e.g., FDICIA).

· Provide guidance and mentoring to junior audit staff when applicable.

· Participate in special projects, advisory services, and continuous improvement initiatives.

· Other duties as assigned.

Education And/Or Experience:

· Bachelor’s degree in accounting, Finance, Business Administration, or a related field.

· 5+ years of experience in internal or external audit, preferably in the banking or financial services industry.

· Professional certification is strongly preferred: CPA, CIA, or CISA.

Knowledge/Skills/Abilities:

· Strong understanding of internal control frameworks and risk assessment methodologies.

· Familiarity with relevant regulations (e.g., FDIC, OCC, SOX, FFIEC).

· Experience with data analytics tools or audit management software is a plus.

· Excellent analytical, problem-solving, and critical thinking skills.

· Strong written and verbal communication abilities.

· Professional skepticism and sound judgment.

· Ability to work independently and manage multiple priorities.

Physical Requirements:

· Prolonged periods of sitting at a desk and working on a computer.

· Ability to operate standard office equipment such as a laptop, copier, printer, and telephone.

· Occasionally required to lift or carry files and documents up to 15 pounds.

· Must be able to communicate effectively in person, over the phone, and via email.

· Ability to travel occasionally to branch or client locations, which may require walking, standing, or climbing stairs.

Working Conditions:

· Hybrid or in-office work environment depending on location and policy.

· Occasional travel may be required (<10%).