Director, Regulatory Compliance in United States at Jobgether

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Director, Regulatory Compliance in United States.

This role sits at the core of a fast-evolving financial and trading environment, ensuring the integrity, fairness, and compliance of complex market operations. You will oversee regulatory surveillance and governance across trading activities, working at the intersection of compliance, operations, and regulatory strategy. The position plays a critical role in safeguarding market integrity while enabling scalable growth in a highly dynamic, technology-driven ecosystem. You will partner closely with senior leadership and external regulators to ensure adherence to evolving regulatory frameworks. This is a high-impact leadership role requiring both deep technical compliance expertise and strong operational judgment. You will help shape and strengthen next-generation market oversight systems. The environment is fast-paced, innovative, and deeply focused on responsible growth.

• Lead daily trade surveillance activities to monitor market behavior, identify anomalies, and ensure compliance with applicable regulations and internal rules.
• Prepare, review, and submit regulatory filings, including rule changes and product submissions, ensuring accuracy, timeliness, and regulatory alignment.
• Investigate, escalate, and resolve potential violations of exchange or market rules in coordination with internal compliance and legal stakeholders.
• Partner with senior regulatory leadership to support investigations, manage enforcement actions, and oversee regulatory reporting obligations.
• Serve as acting oversight lead for market regulation functions when required, ensuring continuity of regulatory governance.
• Build and maintain strong working relationships with internal teams and external regulatory bodies to support ongoing compliance initiatives.
• Act as primary liaison with third-party surveillance providers to implement and enhance market monitoring systems and capabilities.

• 10+ years of progressive experience in market regulation, compliance, or oversight within financial markets, exchanges, broker-dealers, or similar regulated environments.
• Strong expertise in trade lifecycle processes, including order execution, clearing, settlement, and reconciliation.
• Deep understanding of regulatory frameworks governing market integrity and surveillance practices.
• Proven ability to manage complex, high-volume, time-sensitive regulatory data with accuracy and attention to detail.
• Experience with surveillance tools, case management systems, and regulatory reporting platforms.
• Strong independent decision-making ability with experience handling sensitive investigations and compliance matters.
• Excellent communication and stakeholder management skills, including interaction with regulators and senior leadership.
• Demonstrated interest in financial markets, trading systems, or prediction market structures.

• Competitive base salary range of approximately $160,000 to $200,000 USD, depending on experience and location.
• Performance-based bonus and equity participation as part of the total compensation package.
• Comprehensive health, dental, and vision insurance coverage.
• Remote-first work environment with flexibility across the United States.
• Opportunity to work in a highly regulated, fast-growing, and technology-driven industry.
• Access to advanced tools, systems, and regulatory technologies supporting market surveillance.
• Career development opportunities within a global, innovation-focused organization.